Mark Kleinman: FCA chief Rathi not at the exit door after all
Mark Kleinman is the man who gets the Square Mile talking. Today, he looks at the FCA chief, big Boots to fill and a high ...
IFA Magazine3 天
FCA issues statement updating on its enforcement transparency proposals and D&I – plus ...
Commenting on this announcement from the FCA, Jill Lorimer, partner in the Financial Services Regulatory team at Kingsley ...
FCA abandons plans to 'name and shame' firms under investigation after backlash
The Financial Conduct Authority scrapped a shake-up of its enforcement policy after 'considerable concerns' had been raised.
FCA drops plans to routinely ‘name and shame’ firms under investigation
The U-turn follows a widespread backlash after the Financial Conduct Authority announced the plans early last year.
FCA clarity on defence investment and green rules welcomed by MPs
MPs have welcomed a move by the financial watchdog clarifying that defence investments aren’t constrained by green or ...
FTAdviser3 天
FCA scraps plans for diversity and inclusion rules
The Financial Conduct Authority will not publish rules on diversity and inclusion following its consultation and has delayed ...
FTAdviser3 天
FCA has reportedly dropped name and shame plans
The Financial Conduct Authority has decided to largely abandon its plans to name and shame companies it investigates, ...
英国私募市场：FCA 发现估值不佳 3 月 5 日
【3 月 5 日电，英国金融行为监管局发现私募市场估值实践不佳】据英国金融行为监管局（FCA）的调查，私募市场存在估值实践方面的问题。这一情况引起了相关方面的关注。
Mortgage Solutions3 天
FCA drops ‘name and shame’ and diversity proposals
The Financial Conduct Authority (FCA) has gone back on plans to announce enforcement investigations early to increase ...
Insurance Times3 天
FCA and PRA confirm ‘no plans’ to take regulatory D&I proposals further
The FCA and PRA initially consulted on proposed rules and expectations around diversity and inclusion for regulated firms in ...
腾讯网4 天
Kraken获得英国FCA颁发的电子货币机构授权
BlockBeats 消息，3 月 11 日，Kraken 宣布正式获得英国金融行为监管局（FCA）颁发的电子货币机构（EMI）授权，将加速 Kraken 在英国的增长计划，并推动针对本地客户推出新的产品和服务。EMI 牌照将赋予 Kraken 发行电子货币的权力，从而加快存款和取款速度，并使 Kraken 能够与传统金融机构建立合作关系。这项成就是在 ...
BSF Enterprise获得FCA批准后发行新股
公司将为与2023年融资权证和2024年配售权证相关的新普通股申请纳入FCA官方名单并在伦敦证券交易所主板市场交易。预计在权证行权后10个工作日内生效，随后开始交易。 新发行的股份将全额缴足，并与BSF Enterprise现有普通股享有同等地位。这些股份在发行时将不附带任何索赔或产权负担。公司将在必要时发布进一步公告。