Interested candidates can use the Series 63 exam study guide from the North American Securities Administrators Association (NASAA) by accessing it on the organization's website. NASAA provided ...

In this article, I will break down the key differences between Series 63 vs 65, discuss their respective benefits, and help you decide which is the best fit for your career in the securities business!

Most states but not all require that an individual pass the Series 63 exam to become a licensed securities agent. Series 63 is also the name of the license awarded after passing the exam.

Most states but not all require that an individual pass the Series 63 exam to become a licensed securities agent. Series 63 is also the name of the license awarded after passing the exam.

She has a demonstrated history of working in both institutional and retail environments, from broker-dealers to RIAs. She is a current CFA level 3 candidate and also has her FINRA Series 7 and 63 ...