NFA is the industrywide, self-regulatory organization for the U.S. derivatives industry, providing innovative and effective regulatory programs. Designated by the CFTC as a registered futures …

Firms, floor brokers and floor traders can obtain copies of their registration records or filings using NFA's Online Registration System.

NFA is the industrywide, self-regulatory organization for the U.S. derivatives industry. Designated by the CFTC as a registered futures association, NFA strives every day to safeguard the …

NFA develops and enforces rules, provides programs and offers services that safeguard market integrity, and helps Members meet their regulatory obligations. Select a membership category …

To register as an AP and become an NFA Associate Member: The sponsor must designate a Security Manager in order to obtain secure access to NFA's Online Registration System …

Access NFA's Online Registration System (ORS) to register with the CFTC and apply for NFA membership. NFA's Dashboard, the entryway to ORS, summarizes periodic filings for firms …

BASIC is a free tool that NFA Members and investors can use to research the background of derivatives industry professionals. Whether you are an investor thinking about opening a …

NFA has provided regulatory services to designated contract markets (DCM) for more than 15 years. The Dodd-Frank Wall Street Reform Act created a new type of trading venue for …

Mandatory membership in NFA is the cornerstone of NFA’s regulatory structure. A meaningful and effective industry-wide self-regulatory organization would be impossible unles s all persons …

NFA will host Member Regulatory Workshops for commodity pool operator (CPO), commodity trading advisor (CTA), futures commission merchant (FCM), retail forex exchange dealer …