2023年10月13日 · Sections 13 (d) and 13 (g) of the Securities Exchange Act of 1934, as amended (Exchange Act), require that beneficial owners of more than 5% of a company’s …

On October 10, 2023, the SEC adopted final amendments to Section 13 (d) reporting obligations, including: In addition, the SEC provided guidance on: September 30, 2024 – first date to …

2023年10月19日 · The SEC made corresponding changes to the rules governing the timing of filing a Schedule 13D after a 13G filer loses eligibility to file on 13G as a Passive Investor or a …

2023年11月10日 · Sections 13 (d) and 13 (g) of the Securities Exchange Act of 1934 require investors who beneficially own (directly or indirectly) more than 5 percent of a covered class of …

Exchange Act Sections 13(d) and 13(g), along with Regulation 13D-G, require an investor who beneficially owns more than 5 percent of a covered class of equity securities to publicly file …

2023年10月12日 · Consistent with its proposal, the SEC amended Item 6 of Schedule 13D to explicitly clarify that a reporting person is required to disclose interests in derivatives relating to …

On October 10, 2023, the U.S. Securities and Exchange Commission (the “SEC”) adopted changes to Schedules 13D and 13G relating to beneficial ownership reports (the …

2023年11月13日 · Under the rules as amended, filers must now file an initial Schedule 13D with the SEC within five business days following (i) the acquisition by any investor with control …

2023年10月16日 · The Commission amended Rule 13d-101 to expressly state that derivative contracts, arrangements, understandings, and relationships with respect to an issuer’s …

2023年10月24日 · Sections 13(d) and 13(g) of the Securities Exchange Act of 1934 (the Exchange Act), together with Regulation 13D-G, require any person (and any “group” of …