
Schedule 13D: What It Is, How to File, Requirements, Example
2022年4月11日 · Schedule 13D is a form that must be filed with the U.S. Securities and Exchange Commission (SEC) when a person or group acquires more than 5% of a voting class of a company's equity shares.
File Schedule 13D, Schedule 13G, and Corresponding Amendments
Log in to the EDGAR Online Forms website and follow these steps. Select either "Schedule 13D” or “Schedule 13G” on the left-hand side menu. On next page, select “Schedule 13D” or, if filing an amendment to a previously filed Schedule 13D, “Amendment to Schedule 13D.”
Exchange Act Sections 13 (d) and 13 (g) and Regulation 13D-G …
2025年2月11日 · Section 13 (d) (6) (A) provides an exemption from the application of Section 13 (d) only in relation to those securities that an issuer acquires through a registered stock-for-stock exchange, such as in a merger where the shares of the …
What Can a Schedule 13D Tell an Investor?
2022年8月19日 · A Schedule 13D is a document that must be filed with the Securities and Exchange Commission (SEC) within 10 days of the purchase of more than 5% of the shares of …
Schedules 13D and 13G - Investor.gov
When a person or group of persons acquires beneficial ownership of more than five percent of a voting class of a company’s equity securities registered under the Securities Exchange Act, they are required to file a Schedule 13D with the SEC.
Schedule 13D Filing - Overview, Requirements, Shareholders >5%
2024年2月10日 · What Is Schedule 13D? A 13D is a form that must be filed with the SEC whenever an individual, company, or fund acquires a greater than 5% stake in another company. This is measured by shares outstanding on the market. Some examples of when a 13D form would be required are:
Schedule 13D: What It Is, How to File, Requirements, Example (2025)
3 天之前 · Definition: Schedule 13D is a form mandated by the SEC for individuals or groups acquiring more than 5% of a voting class of a company's equity shares. Filing Period: It must be filed within 10 days of reaching a 5% stake, offering transparency to the SEC, the public company, and its exchanges.
Schedule 13D - Wikipedia
Schedule 13D is an SEC filing that must be submitted to the US Securities and Exchange Commission within 10 days by anyone who acquires beneficial ownership of more than 5% of any class of publicly traded securities in a public company.
美股財務報表 (二):什麼是13D、13G、13F
2024年1月26日 · 13D報告可以在美國證監會的 EDGAR 檔案系統中的檔案類型搜尋「SC 13D」獲得,散戶投資者可以透過13D了解到公司現有股東、董事或管理層的持股變化。
17 CFR § 240.13d-1 - Filing of Schedules 13D and 13G.
(a) Any person who, after acquiring directly or indirectly the beneficial ownership of any equity security of a class which is specified in paragraph (i) (1) of this section, is directly or indirectly the beneficial owner of more than five percent of the class shall, within five business days after the date of the acquisition, file with the ...