2025年2月11日 · Section 13 (d) (6) (A) provides an exemption from the application of Section 13 (d) only in relation to those securities that an issuer acquires through a registered stock-for-stock exchange, such as in a merger where the shares of the …

什么是附表 13D？ 当个人或团体获得超过 5% 的公司 股权时 必须向美国 证券交易委员会 (SEC)提交的表格。 附表 13D 必须在申报人达到 5% 股权后的 10 天内提交。 附表 13D 也称为“实益 …

2025年2月11日 · Rule 13d-1 — Filing of Schedules 13D and 13G. Stay connected. Sign up for email updates.

(a) Any person who, after acquiring directly or indirectly the beneficial ownership of any equity security of a class which is specified in paragraph (i) (1) of this section, is directly or indirectly the beneficial owner of more than five percent of the class shall, within five business days after the date of the acquisition, file with the ...

On Feb. 11, 2025, the staff of the Division of Corporation Finance at the Securities and Exchange Commission published revisions to existing Securities and Exchange Act Sections 13 (d) and 13 (g) and Regulation 13D-G Compliance and Disclosure Interpretation (C&DI) Question 103.11 and published new Question 103.12 regarding how engagement with ...

13F 和 13D 这两种常用的申报对于投资者和美国证券交易委员会 (SEC) 跟踪上市公司所有权的变化至关重要。 虽然这两种申报都涉及持股披露，但投资者需要注意其中的重大区别。

onsibility for enforcing these regulations. [The oficial version of the regulation published in the South Carolina State Register refers to the South Carolina Department of Health and Environmental Control (DHEC). However, after July 1, 2024, all reference to DH SCDA.] se being proces Drinking Water.

2015年6月16日 · This Schedule 13D/A (“Schedule 13D/A”) amends the following sections of the Schedule 13D filed with the Securities and Exchange Commission on July 1, 2013 and amended on July 24, 2013 and January 23, 2014 (“Schedule 13D”).

本第14号修正案对附表13D作了修订和补充，以包括下列资料。 自本第14号修正案之日起，报告人（定义如下）不再是发行人普通股百分之五（5%）以上的实益拥有人。

2024年1月26日 · 13D報告可以在美國證監會的 EDGAR 檔案系統中的檔案類型搜尋「SC 13D」獲得，散戶投資者可以透過13D了解到公司現有股東、董事或管理層的持股變化。