aml-9.2.1 Capital Market Licensees must comply in full with the provisions of the UN Security Council Anti-Terrorism Resolution No. 1373 of 2001 ('UNSCR 1373'). Amended: January 2022

aml-9.2.1aa Capital Market Licensees must implement and comply with United Nations Security Council resolutions relating to the prevention and suppression of terrorism and terrorist financing.

921 CUSTOMER DUE DILIGENCE. a. In conducting customer due diligence, a risk-based approach shall be undertaken depending on the type of customer, business relationship or nature of the product, transaction or activity. In this regard, a covered person shall maintain a system that will ensure the conduct of customer due diligence which shall ...

BSFIs, which are covered persons under the Anti-Money Laundering Act, as amended (AMLA), are required by applicable laws and regulations to implement TFS and to comply with the financial sanctions (such as targeted asset freeze and prohibition against dealing) imposed on designated individuals and entities.

SRO 921 (I)/2020 Securities and Exchange Commission of Pakistan (AML/CFT) Regulations, 2020. SRO 921 (I)/2020 Securities and Exchange Commission of Pakistan (AML/CFT) Regulations, 2020. Attached Files. File Action; SECP-AML-CFT-Regulations-2020.pdf: Download  Share Page via Email. Latest Events.

2024年12月16日 · Together with Regulation (EU) 2023/1113 (the Revised TOFR), adopted on 31 May 2023, these rules complete the adoption of the revised anti-money laundering and countering the financing of terrorism (AML/CFT) package. The AML/CFT package overhauls the regime under Directive (EU) 2015/849 (AMLD4).

921 customer due diligence; 922 covered and suspicious transaction reporting; 923 additional preventive measures for specific customers and activities; 924 record keeping; c. training program. 931 aml training program; d. enforcement actions. 941 sanctions and penalties; 942 separability clause

amendments to the provisions of Section 921 of the Manual of Regulations for Banks (MORB) and Section 921Q of the Manual of Regulations for Non-Bank Financial Institutions (MORNBFI) on customer identification to enhance regulations on

Securities and Exchange Commission of Pakistan (SECP) vide S.R.O. 921 (I)/2020 dated 28 September 2020 notified Securities and Exchange Commission of Pakistan (Anti Money Laundering and Countering Financing of Terrorism) Regulations, 2020 [“Regulations”].

2023年5月31日 · This is in accordance with sections 921 of the Manual of Regulations for Banks (MORB) and 921-Q of the Manual of Regulations for Non-Bank Financial Institutions (MORNBFI), the central bank told all BSP-supervised financial institutions (BSFIs) in a memorandum.