2020年7月9日 · FAQs regarding Form S -3 ..... 5 Recent actions focus on risks of investing in emerging markets .... 5 Other SEC rulemaking and current practice matters ..... 6 SEC proposes rule to modernize fund valuation practices ..... 6 SEC staff clarifies new disclosure requirements for …

2019年1月10日 · releases to satisfy the requirements of Form 10-Q • The Commission should require semiannual reporting or allow companies to select the frequency of their interim reporting, based on their investors’ needs • The practice of voluntarily providing forward-looking guidance creates an undue focus on

2023年1月12日 · report on Forms 10 -Q, 10-K and 20-F and proxy or information statements that cover the first full fiscal period beginning on or after 1 April 2023. Sample comment letter on crypto market developments