
File Schedule 13D, Schedule 13 G, and Corresponding Amendments
Log in to the EDGAR Online Forms website and follow these steps. Select either "Schedule 13D” or “Schedule 13G” on the left-hand side menu. On next page, select “Schedule 13D” or, if filing an amendment to a previously filed Schedule 13D, “Amendment to Schedule 13D.”
SEC Adopts Amendments to Rules Governing Beneficial …
2023年10月10日 · Exchange Act Sections 13(d) and 13(g), along with Regulation 13D-G, require an investor who beneficially owns more than 5 percent of a covered class of equity securities to publicly file either a Schedule 13D or a Schedule 13G, as applicable.
Exchange Act Sections 13(d) and 13(g) and Regulation 13D-G …
2025年2月11日 · The security holder is eligible to file a Schedule 13G pursuant to Rule 13d-1 (d) since the security holder has not "acquired" any securities of a class registered under Section 12 of the Exchange Act. See Section 13 (d), which requires an "acquisition" for the application of the reporting provisions.
Schedule 13G: Definition, Who Files It, and What It's Used For
2021年12月31日 · The Securities and Exchange Commission (SEC) Schedule 13G form is an alternative filing for the Schedule 13D form and is used to report a party's ownership of stock which exceeds 5% of a...
Schedule 13G: Definition, Filing Tips, and Real-world Examples
2024年3月15日 · Schedule 13G is a simplified SEC filing for reporting ownership exceeding 5%. It offers fewer reporting requirements compared to Schedule 13D. Exemptions exist for institutional investors and individuals meeting specific criteria. Filers can access Schedule 13G forms through the SEC’s EDGAR system.
What is SEC Schedule 13G? - Toppan Merrill
SEC Schedule 13G, a simpler, short-form version of Schedule 13D, can be used to disclose the beneficial ownership of a company in lieu of Schedule 13D as long as certain conditions are met by three categories of owners: a qualified institutional investor in accordance with Rule 12d-1 (b), a passive investor based on Rule 13d01 (c), and an exempt...
Schedules 13D and 13G - Investor.gov
When a person or group of persons acquires beneficial ownership of more than five percent of a voting class of a company’s equity securities registered under the Securities Exchange Act, they are required to file a Schedule 13D with the SEC.
SEC Amends Beneficial Ownership Reporting Rules, Shortening …
2023年10月13日 · Sections 13 (d) and 13 (g) of the Securities Exchange Act of 1934, as amended (Exchange Act), require that beneficial owners of more than 5% of a company’s registered class of voting securities report their beneficial ownership on a Schedule 13D or, if eligible, a short form Schedule 13G.
SEC Adopts Amendments to Beneficial Ownership Reporting Rules …
2023年10月30日 · Sections 13 (d) and 13 (g) of the Exchange Act require that beneficial owners of more than 5% of a voting class of equity securities registered under Section 12 of the Exchange Act report their beneficial ownership on a Schedule 13D or, if eligible, a short-form Schedule 13G.
Schedule 13G - Wikipedia
Schedule 13G is an alternative SEC filing for the Schedule 13D which can be filed in lieu of Schedule 13D by anyone who acquires more than 5% ownership of a Section 13 security and qualifies for one of the exemptions available to the Schedule 13D filing requirement.