Office of Inspector General - SEC.gov
The Office of Inspector General (OIG) seeks to prevent and detect any fraud, waste, abuse, and mismanagement at the SEC while promoting integrity, economy, efficiency, and effectiveness in Commission programs and operations. The OIG can identify vulnerabilities in SEC systems or processes and make recommendations to improve them.
IGS
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Office of Inspector General Staff Biographies - SEC.gov
2025年3月13日 · Inspector General. Rebecca Sharek Deputy Inspector General for Audits, Evaluations, and Special Projects. Marc Meyer Deputy Inspector General for Investigations. Katherine Reilly Deputy Inspector General for Counsel to the Inspector General. Helen Albert Deputy Inspector General for Operations and Management
IG証券｜株、指数、金・原油など各種CFD、ノックアウト・オプ …
豊富な銘柄数で選ぶならig証券。株、株価指数、商品など国内・海外のcfd銘柄をネットで取引。fx、cfd、ノックアウト・オプションのリーディングカンパニー。ロンドン証券取引所に上場するigグループの一員です。
Review SEC policies and procedures to assess OIG applicability and issue guidance to staff as needed. Develop and use innovative methods to identify oversight opportunities.
On November 29, 2022, the SEC issued its Strategic Plan: Fiscal Years (FY) 2022-2026, identifying its goals to (1) Protect the investing public against fraud, manipulation, and misconduct; (2) Develop and implement a robust regulatory framework that keeps pace with evolving markets, business models, and technologies; and (3) Support a skilled wo...
IGSEC | Internet Global Security
Since 1997, Internet Global has been providing consulting services based on what is best for the client. We work on behalf of the client to better understand how the client’s business goals can …
EXCLUSIVE U.S. SEC suspended internal watchdog for 7 days after ...
2022年2月2日 · The U.S. Securities and Exchange Commission (SEC) suspended its inspector general Carl Hoecker for seven days without pay in 2020, despite an independent government committee recommending that...
Carl Hoecker - Wikipedia
Carl W. Hoecker is the Inspector General of the U.S. Securities and Exchange Commission (SEC). [1][2] He has over 30 years experience as a criminal investigator and is also a certified public accountant and certified fraud examiner. [1][3]
The Inspector General’s Statement on the SEC’s Management …
2024年11月4日 · The Inspector General’s Statement on the SEC’s Management and Performance Challenges, October 2024. Report Type. Top Management Challenges. Agency Wide. Yes. Number of Recommendations. 0. Questioned Costs. $0. Funds for Better Use. $0. Securities and Exchange Commission OIG. Website. United States.
- 某些结果已被删除