2024年5月31日 · The Financial Services Register is a public record of firms, individuals and other bodies that are PRA and/or FCA authorised. Search the register to find out if a firm is registered.

Check if a firm or individual is authorized and find out the activities they have permission for on the Financial Services Register.

2024年10月23日 · Individual Reference Number (IRN) If you are a sole trader you will not have an IRN, but you can use a registration key – your key was sent to you in your firm’s authorisation letter. If you cannot find your Registration Key, please call us on 0300 500 0597. You also need to know who your Connect Principal User will be for your firm.

• Individual reference number (IRN) where the Directory Person has one. IRN are issued where the individual is already known to the FCA • Relevant roles (s) held

Firms and individuals must be authorised by the Financial Conduct Authority (FCA) to carry out regulated financial service activities and offer credit to consumers. Regulated activities relate to...

2021年5月28日 · FCA Handbook Reference: SUP 10C Annex 6R PRA Rulebook Reference: Notifications and Senior Managers Regime - Applications and Notifications1 28 May 2021 ... (IRN) DETAILS TO BE CHANGED 2.02 . Title (e.g. Mr, Mrs, Ms) 2.03. Surname . 2.04 . ALL forenames . 2.05 . National Insurance number. 2.06 . Nationality . 2.07 . Passport number.

2019年12月9日 · The FCA has produced notes which will assist both the applicant firm and the candidate in answering the questions in this form. Please read the notes, which are available on the FCA ’s website at:

You hold a Controlled Function (CF) 1,3-11,28,29 or a Senior Management Function (SMF) 1–8,16,17,18,19,21,22,24,27,29: You do not hold one of the CFs, SMFs or SIMFs listed above but have a record of the Registration Key from your application for authorisation

The IRN can be found on the FS Register at: register.fca.org.uk Once you are registered, you can then make changes to your firm’s details.

2023年10月10日 · The FCA Directory is a public register maintained by the FCA. Broadly, it is designed to make information on individuals who perform certification functions within the financial services...