Directive - 2014/65 - EN - mifid ii - EUR-Lex
Council Directive 93/22/EEC (6) sought to establish the conditions under which authorised investment firms and banks could provide specified services or establish branches in other Member States on the basis of home country authorisation and supervision.
MiFID II: Definition, Regulations, Who It Affects, and Purpose
2024年7月11日 · MiFID II is a European Union packet of financial industry reform legislation instituted to regulate financial markets and replace MiFID.
MiFID II - European Securities and Markets Authority
mifid ii Directive 2014/65/EU of the European Parliament and of the Council of 15 May 2014 on markets in financial instruments and amending Directive 2002/92/EC and Directive 2011/61/EU Recital
Markets in Financial Instruments Directive 2014 - Wikipedia
Markets in Financial Instruments Directive 2014 (2014/65/EU, commonly known as MiFID 2), [1] is a directive of the European Union (EU). Together with Regulation No 600/2014 it provides a legal framework for securities markets, investment intermediaries, in addition to trading venues.
Markets in Financial Instruments Directive II
2022年7月26日 · The Markets in Financial Instruments Directive II (MiFID II) empowers the Commission to adopt delegated and implementing acts to specify how competent authorities and market participants shall comply with the obligations laid down in the directive.
MiFID II and MIFIR review - European Securities and Markets …
The adoption of the MiFID II / MiFIR review marks the transition to the revised Single Rulebook for securities markets. Those changes constitute an important step towards the Capital Markets Union (CMU) with more integrated and transparent EU capital markets.
Markets in Financial Instruments Directive (MiFID) Definition
2023年9月17日 · The Markets in Financial Instruments Directive (MiFID) is a European regulation that increases the transparency across the European Union's financial markets and...
一、為促進歐盟金融市場整合及競爭,歐盟於2007 年11 月1 日實施MiFID Ι(歐盟金融工具市場指令,Markets in Financial Instruments Directive )。 惟2008年發生金融海嘯曝露,MiFID Ι無法因應金融市場快速發展與變化,監理機制仍有不足,歐盟即自2011 年開始重新檢討MiFID 規範,於2014 年通過MiFID Π及MiFIR(歐盟金融市場法規,Markets in Financial Instruments Regulation ),並於2018 年1 …
科普干货： MiFID II 和MiFIR最新政策解读“重磅七问”
2017年12月20日 · 在 MiFID II 于 2018 年 1 月 3 日正式实施之前， ESMA 近期发布了最新“关于 MiFID II 和 MiFIR 在投资者保护和中间商话题上的常见问答”的政策解读文件。 这份关于 MiFID II 和 MiFIR 的政策解读文件最早发布于 2016 年 10 月 10 日，之后 ESMA 一直在对这份文件进行更新，目的是为保障 MiFID II 和 MiFIR 更充分、更全面地被公众认知和理解，并及时与公众和行业从业者进行沟通、反馈，从而使其更有效地实施。 目前 ESMA 发布的 2017 年 12 月 18 日版本 …
欧盟金融工具市场法规 - 百度百科
欧盟金融工具市场法规（MiFID，Markets in Financial Instruments Directive）在欧盟所有成员国实施，旨在促进欧盟形成金融工具批发以及零售交易的统一市场，同时在多个方面改善对客户的保护，其中包括增强市场透明度、出台更符合惯例的客户分类规则等。