NFA is the industrywide, self-regulatory organization for the U.S. derivatives industry, providing innovative and effective regulatory programs. Designated by the CFTC as a registered futures …

NFA makes available a public listing of current membership counts, as well as password-protected membership directories and a list of exemption notice filings.

NFA develops and enforces rules, provides programs and offers services that safeguard market integrity, and helps Members meet their regulatory obligations. Select a membership category …

NFA is the industrywide, self-regulatory organization for the U.S. derivatives industry. Designated by the CFTC as a registered futures association, NFA strives every day to safeguard the …

To register as an AP and become an NFA Associate Member: The sponsor must designate a Security Manager in order to obtain secure access to NFA's Online Registration System (ORS)

Electronic Filing Systems Members should use the systems listed below to meet their regulatory filings requirements. To use NFA's filing systems, firms will need to designate a security …

Board Update Videos View NFA's quarterly Board Update videos to hear NFA leadership discuss highlights from its quarterly Board meetings and other notable information. Comment Letters …

BASIC is a free tool that NFA Members and investors can use to research the background of derivatives industry professionals. Whether you are an investor thinking about opening a …

NFA's Information Center representatives are available from 8:00 a.m. to 5:00 p.m. Central Time, Monday through Friday, to answer Member and investor questions and provide additional …

Mandatory membership in NFA is the cornerstone of NFA’s regulatory structure. A meaningful and effective industry-wide self-regulatory organization would be impossible unless all persons …