(c) Risk Self Assessments (RSA)/Risk Control Self Assessments (RCSA) – RSA is a tool to assess processes underlying bank’s operations against a library of potential threats and vulnerabilities including their potential impact.

The Manual of Regulations for Banks (MORB) is the primary source of regulations governing entities supervised by the Bangko Sentral ng Pilipinas. It provides the rules and policy issuances that implement the broader provisions of Republic Act No. 8791, also known as the General Banking Law of 2000, as well as other pertinent banking laws.

146 OPERATIONAL RISK MANAGEMENT Policy statement It is the thrust of the Bangko Sentral to promote the adoption of effective risk management systems to sustain the safe and sound operations of banks. Cognizant that operational risk is inherent in all activities, products and services, and is closely tied in with other types of risks (e.g., …

•Damage to physical assets •Business disruption and system failures nd p 1.b. Introduction to ORM Tools • Results of internal/external audit and supervisory issues raised in the BSP Report of Examination (ROE) • Internal Loss Data Collection and Analysis •Risk Self Assessments (RSA) •Risk Control Self Assessments (RCSA)

2013年1月15日 · Circular No. 639 contains the guiding principles that (1) banks should follow in designing their Internal Capital Adequacy Assessment Process (ICAAP), and (2) BSP supervision and examination personnel should consider in assessing a bank’s ICAAP, engaging the bank in an ICAAP-dialogue, and proposing prudential measures, if deemed necessary.

Risk and control self-assessments While most banks have established a risk self-assessment, or a risk and control self-assessment (RCSA), many indicated that the tool has not yet been fully implemented or was currently undergoing some form of change or enhancement (R76–R81).

LDC和RCSA的关系确实比较紧密，RCSA识别的高剩余风险，可以指导重点去哪些区域收集损失事件，一定程度上可以防止部门瞒报、漏报损害事件；LDC反过来也可以验证RCSA的结果，防止部门乱评风险和控制，但是RCSA的高剩余风险领域并不是必然要有LDC等内容支持，如 ...

2018年8月22日 · RCSA（风险和控制自我评估）是指企业内部为实现目标、控制风险而对 内部控制 系统的有效性和恰当性实施自我评估的方法。 其有三个基本特征：关注业务的过程和控制的成效；由管理 部门 和职员共同进行；用结构化的方法开展自我评估。 由于RCSA是业务部门的自我评估， 主观性会比较强，业务部门倾向于将控制活动评分打高。 操作风险评估 (RCSA)，是指操作风险所有人持续识别、评估并报告业务流程的操作风险及其控制状况的过程。 其原理是按照“ …

The report on risk assessment of cash, cross-border, and cross-sector transactions is part of the broader sectoral risk assessment (SRA) being conducted by the Bangko Sentral. It represents the first phase of the SRA that focused on the assessment of risks attendant to cash, cross-border, and cross-sector transactions.

2024年12月14日 · Identify and Analyze How Banks Implement the Internal Control Standards required by BSP Cir. 871. Familiarize with Top 10 IT Risks and the Implications on Internal Control