§ 230.439 Consent to use of material incorporated by reference. (a) If the Act or the rules and regulations of the Commission require the filing of a written consent to the use of any material in connection with the registration statement, such consent shall be filed as an exhibit to the registration statement even though the material is ...

§ 230.439 Consent to use of material incorporated by reference. ( a ) If the Act or the rules and regulations of the Commission require the filing of a written consent to the use of any material in connection with the registration statement, such consent shall be filed as an exhibit to the registration statement even though the material is ...

Rule 436 outlines the requirements for a written consent of any third-party expert referenced in a filing included or incorporated by reference in a Securities Act registration statement. The SEC staff has provided interpretive guidance relating to certain situations in which the consent of a third party other than an auditor might be required ...

2024年6月19日 · The EPA promulgated the Pharmaceutical Manufacturing Effluent Guidelines and Standards (40 CFR Part 439) in 1976 and amended the regulation in 1983, 1998 and 2003.

§230.439 Consent to use of material in-corporated by reference. (a) If the Act or the rules and regula-tions of the Commission require the fil-ing of a written consent to the use of any material in connection with the registration statement, such consent shall be filed as an exhibit to the reg-istration statement even though the

See Rule 439 (§ 230.439 of this chapter). (ii) Electronic filings. If all, or any portion, of the annual or quarterly report to security holders is incorporated by reference into any electronic filing , all, or such portion of the annual or quarterly report to security holders so incorporated, must be filed in electronic format as an exhibit ...

Note: The rules which comprise this section of Regulation C (Rules 480 to 488 and 495 to 498) are applicable only to investment companies and business development companies, except Rule 489, which applies to certain entities excepted from the definition of investment company by rules under the Investment Company Act of 1940. The rules ...

(a) If any portion of the report or opinion of an expert or counsel is quoted or summarized as such in the registration statement or in a prospectus, the written consent of the expert or counsel shall be filed as an exhibit to the registration statement and shall expressly state that the expert or counsel consents to such quotation or summarizat...

See Rule 439(b) under the Securities Act [17 CFR 230.439(b)]. If a registrant meets the following requirements in paragraphs 1-6 immediately prior to the time of filing a registration statement on this Form, it may elect to provide information required by Items 3 through 28 of this Form in accordance with Item 28A and Item 29 of this Form.

2015年1月1日 · (a) If the Act or the rules and regulations of the Commission require the filing of a written consent to the use of any material in connection with the registration statement, such consent shall be filed as an exhibit to the registration statement even though the material is incorporated therein by reference. Where the filing of a written ...