2021年12月31日 · The Securities and Exchange Commission (SEC) Schedule 13G form is an alternative filing for the Schedule 13D form and is used to report a party's ownership of stock which exceeds 5% of a...

2025年2月11日 · Section 13 (d) (6) (A) provides an exemption from the application of Section 13 (d) only in relation to those securities that an issuer acquires through a registered stock-for-stock exchange, such as in a merger where the shares of the …

The SC 13G is a form filed with the Securities Exchange Commission (SEC) to report beneficial ownership of 5% or more of a class of securities. It is used by passive and some institutional investors.

Consult your counsel and Regulation 13D-G in the Code of Federal Regulations to determine if you are required to report, and 17 CFR 240.13d-1 to determine whether to report using Schedule 13D (17 CFR 240.13d-101) or Schedule 13G (17 CFR 240.13d-102). Both schedules include instructions for complying with the respective disclosure requirements.

When a person or group of persons acquires beneficial ownership of more than five percent of a voting class of a company’s equity securities registered under the Securities Exchange Act, they are required to file a Schedule 13D with the SEC.

2013年3月12日 · 美国证监会规定上市公司公开披露各种信息时要提交统一格式的文件，又叫Form（一般翻成“表格”）。 根据不同的情况要提交不同的表格，比较重要的是S-1（招股书）或F-1（注册地不在美国的外国公司招股书），10-K（年报）或20-F（注册地不在美国的外国公司年报）、10-Q（季报）、8-K（重大事件）或6-K（注册地不在美国的外国公司披露特定财务信息）、Schedule 13G（持股在5%以上的股东披露持股数量）。 外国公司被豁免披露季报10-Q文件， …

2024年3月15日 · Schedule 13G is a simplified SEC filing for reporting ownership exceeding 5%. It offers fewer reporting requirements compared to Schedule 13D. Exemptions exist for institutional investors and individuals meeting specific criteria. Filers can access Schedule 13G forms through the SEC’s EDGAR system.

2023年10月13日 · Sections 13 (d) and 13 (g) of the Securities Exchange Act of 1934, as amended (Exchange Act), require that beneficial owners of more than 5% of a company’s registered class of voting securities report their beneficial ownership on a Schedule 13D or, if eligible, a short form Schedule 13G.

2024年1月23日 · Schedule 13G is a filing required by the SEC for investors who hold more than 5% of a publicly traded company’s stock. This filing promotes transparency in the financial markets, allowing stakeholders to understand the ownership structure of a company.

2024年1月26日 · 13d報告可以在美國證監會的edgar檔案系統中的檔案類型搜尋「sc 13d」獲得，散戶投資者可以透過13d了解到公司現有股東、董事或管理層的持股變化。 什麼是13G