Founded to help our country respond to the Great Depression, we’re the agency that protects investors from misconduct, promotes fairness & efficiency in the securities markets, and …

Find keywords and phrases in more than 20 years of EDGAR filings, and filter by date, company, person, filing category, or location. View a listing of real-time filings as they are submitted into …

That the Certificate of Incorporation (COI)/ Certificate of Recording / License to do business will be released upon presentation of the proof of payment based on existing guidelines on …

The One day Submission and E-registration of Companies (OneSEC) is a subsystem of the ESPARC that is currently catering to registration applications of DOMESTIC STOCK …

We welcome requests for interpretive advice and other assistance relating to the areas of the federal securities laws that the Division administers and interprets. Please use this form or …

2021年9月16日 · THE Securities and Exchange Commission (SEC) on Wednesday launched a new feature in its online company registration system that allows domestic corporations to …

【COI】 指利益冲突，即"Conflict of Interests"。COI在合规管理界指的是个人利益与公司利益的冲突，常发生在个人与外部第三方（公司或个人）协同或者共谋，套取公司利益等行为。 …

2022年9月1日 · In April 2021, the Securities and Exchange Commission (SEC) launched the Electronic Simplified Processing of Application for Registration of Company (eSPARC) system …

That the original Certificate of Incorporation (COI) shall be released only upon presentation and submission of the copy of the Digital COI, copy of the proof of payment on the required fees …

2009年4月1日 · Treasury recently finalized regulations, effective for transactions occurring after December 12, 2008, for applying the continuity-of-interest (COI) requirement to insolvent …