SEC.gov | List of Companies
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National Securities Exchanges - SEC.gov
A "national securities exchange" is a securities exchange that has registered with the SEC under Section 6 of the Securities Exchange Act of 1934.. Following is a list of exchanges registered with the SEC under Section 6(a) of the Exchange Act as …
Forms Index - SEC.gov
This page provides links to PDF versions of SEC public forms and many of the rules, regulations, and schedules associated with these forms. To find a form, either select the appropriate category below or scroll through the full list of SEC forms in alphanumeric order.
Information About Registered Investment Advisers and Exempt …
2025年2月3日 · The Investment Adviser Information Reports' data is collected from electronic submissions of Form ADV by investment adviser firms to the Investment Adviser Registration Depository (IARD) system.
Official List of Section 13 (f) Securities - SEC.gov
2025年1月13日 · This list of "Section 13(f) securities" as defined by Rule 13f-1(c) [17 CFR 240.13f-1(c)] is made available to the public pursuant to Section 13 (f) (4) of the Securities Exchange Act of 1934 [15 USC 78m(f) (4)].
SEC.gov | Search Filings
2024年7月2日 · Enjoy free public access to millions of informational documents filed by publicly traded companies and others in the SEC's Electronic Data Gathering, Analysis, and Retrieval (EDGAR) system.
SEC.gov | Standard Industrial Classification (SIC) Code List
SIC Code Office Industry Title; 100: Industrial Applications and Services: AGRICULTURAL PRODUCTION-CROPS: 200: Industrial Applications and Services: AGRICULTURAL PROD-LIVESTOCK & ANIMAL SPECIALTIES
SEC Updates List of Firms Using Inaccurate Information to Solicit …
2024年6月24日 · The Securities and Exchange Commission today announced that it updated its list of unregistered entities that use misleading information to solicit primarily non-U.S. investors, adding 24 soliciting entities, six impersonators of genuine firms, and four bogus regulators.
Officers, Directors and 10% Shareholders - SEC.gov
2024年6月6日 · Beneficial ownership reports. If your company has registered a class of its equity securities under the Exchange Act, shareholders who acquire more than 5% of the outstanding shares of that class must file beneficial owner reports on Schedule 13D or 13G until their holdings drop below 5%. These filings contain background information about the shareholders who file …
Division and Office Directors - SEC.gov
2025年2月10日 · A locked padlock) or https:// means you’ve safely connected to the .gov website. Share sensitive information only on official, secure websites.