Founded to help our country respond to the Great Depression, we’re the agency that protects investors from misconduct, promotes fairness & efficiency in the securities markets, and facilitates capital formation for those looking to hire, innovate, and grow.

2025年1月23日 · The SEC’s mission is to protect investors; maintain fair, orderly, and efficient markets; and facilitate capital formation. The SEC has up to five Commissioners appointed by the President on the advice and consent of the Senate. No more than three Commissioners can be members of the same political party. Chair and Commissioners; Budget/Operations

Access to EDGAR’s public database is free—allowing you to research, for example, a public company’s financial information and operations by reviewing the filings the company makes with the SEC. You can also research information provided by mutual funds (including money market funds), exchange-traded funds (ETFs), variable annuities, and ...

Corporate Logo Authorization Form should be completed and sent with logo artwork to address below. SUBMITTING ARTWORK Send this form and all logo materials and artwork to: The NASDAQ Stock Market LLC Corporate Logo Library 4 Times Square New York, NY 10036 Telephone: 866.842.5270 Fax: 212.764.5305 Email: [email protected].

Microsoft hereby grants to Licensee a worldwide, nonexclusive, nontransferable, royalty-free, personal license to use the specific Logo listed in Exhibit B solely on, or in direct reference to Product that meets the Quality Standards (as set forth in Section 4(a)), in the manner described in the specifications set forth in the attached Exhibit A. Microsoft reserves all rights not expressly ...

2025年3月25日 · SEC Charges New Jersey Investment Adviser and His Firm with Fraud and Other Violations: 2025-55 : March 14, 2025: SEC Extends Compliance Dates for Amendments to Investment Company Names Rule: 2025-54 : March 7, 2025: SEC Charges Investment Adviser and Two Officers for Misuse of Fund and Portfolio Company Assets : 2025-53

2024年11月21日 · Further, the SEC recovered more than $250 million for harmed investors through examination of investment advisors, investment companies, and broker dealers, among others. The Division of Examinations also enhanced communication with registrants by sharing more timely information about its annual priorities and observations and proactively ...

The adopting release is published on SEC.gov and will be published in the Federal Register. The final rules will become effective 60 days following publication of the adopting release in the Federal Register, and compliance dates for the rules will be phased in for all registrants, with the compliance date dependent on the registrant’s filer ...

The Office of Inspector General (OIG) seeks to prevent and detect any fraud, waste, abuse, and mismanagement at the SEC while promoting integrity, economy, efficiency, and effectiveness in Commission programs and operations. The OIG can identify vulnerabilities in SEC systems or processes and make recommendations to improve them.

2024年7月2日 · A search engine to find Central Index Key numbers assigned by the SEC to corporate or individual filers. Public Dissemination Service (PDS) An option to subscribe to a privatized system to receive a dedicated feed of all public EDGAR filings.