Founded to help our country respond to the Great Depression, we’re the agency that protects investors from misconduct, promotes fairness & efficiency in the securities markets, and facilitates capital formation for those looking to hire, innovate, and grow.

2025年1月23日 · The SEC’s mission is to protect investors; maintain fair, orderly, and efficient markets; and facilitate capital formation. The SEC has up to five Commissioners appointed by the President on the advice and consent of the Senate. No more than three Commissioners can be members of the same political party. Chair and Commissioners; Budget/Operations

An official website of the United States government. Here’s how you know

2025年3月17日 · The Office of Public Affairs maintains SEC.gov and the agency's intranet with the ultimate goal of keeping the SEC transparent, relatable, and accountable to taxpayers and employees alike. news @sec.gov 202-551-4120

A search engine to find Central Index Key numbers assigned by the SEC to corporate or individual filers. Public Dissemination Service (PDS) An option to subscribe to a privatized system to receive a dedicated feed of all public EDGAR filings.

La SEC: Puede averiguar si una empresa presenta informes utilizando la base de datos de la SEC conocida como EDGAR. La empresa. Pregúntele a la empresa si está registrada en la SEC y si presenta sus informes a la SEC. Tal vez encuentre dicha información en su página web. Otros organismos supervisores del estado.

2025年3月21日 · SEC Obtains Final Judgment Against Massachusetts Resident in Multi-Million Dollar Securities Fraud: Enforcement March 20, 2025: Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule Regarding Dedicated Cores

2024年6月28日 · The SEC provides a variety of services and tools to help people invest wisely and avoid fraud. Visit the agency's Investor.gov website, review investor alerts and bulletins, and check your investment professional. Take time to learn what questions to ask and what preparations to make in order to be in full control of your investment decisions.

2025年1月16日 · SEC's Congressionally Mandated Study on Mark-to-Market Accounting (PDF) Special Studies : Dec. 3, 2008: High-Yield CDs: Protect Your Money by Checking the Fine Print: Investor Publications : Nov. 21, 2008: Select SEC and Market Data 2008 (PDF) Select SEC and Market Data : Nov. 4, 2008: After-Hours Trading: Understanding the Risks

PDF Versions of SEC Forms: Part 249B: Further Forms, Securities Exchange Act of 1934: Part 255: Proprietary Trading and Certain Interests in and Relationships with Covered Funds: Trust Indenture Act of 1939: Part 260: General Rules and Regulations: Part 261: Index of Interpretive Releases: Part 269: e-CFR Forms Listing PDF Versions of SEC Forms