2021年12月31日 · The Securities and Exchange Commission (SEC) Schedule 13G form is an alternative filing for the Schedule 13D form and is used to report a party's ownership of stock …

Under Sections 13 (d), 13 (g) and 23 of the Securities Exchange Act of 1934 and the rules and regulations thereunder, the Commission is authorized to solicit the information required to be supplied by this schedule by certain security holders of certain issuers. Disclosure of the information specified in this schedule is mandatory.

2025年2月11日 · See Section 13 (d), which requires an "acquisition" for the application of the reporting provisions. The security holder must file the Schedule 13G within 45 days after the end of calendar year in which the class of securities was registered.

2025年2月8日 · Schedule 13G is a crucial document in securities regulation, providing a streamlined reporting mechanism for certain investors acquiring significant stakes in publicly traded companies. It promotes transparency in ownership structures without imposing excessive regulatory demands.

Consult your counsel and Regulation 13D-G in the Code of Federal Regulations to determine if you are required to report, and 17 CFR 240.13d-1 to determine whether to report using Schedule 13D (17 CFR 240.13d-101) or Schedule 13G (17 CFR 240.13d-102).

Schedule 13G is an alternative SEC filing for the Schedule 13D which can be filed in lieu of Schedule 13D by anyone who acquires more than 5% ownership of a Section 13 security and qualifies for one of the exemptions available to the Schedule 13D filing requirement.

(1) A person who would otherwise be obligated under paragraph (a) of this section to file a statement on Schedule 13D (§ 240.13d-101) may, in lieu thereof, file with the Commission, a short-form statement on Schedule 13G (§ 240.13d-102), Provided, That:

When a person or group of persons acquires beneficial ownership of more than five percent of a voting class of a company’s equity securities registered under the Securities Exchange Act, they are required to file a Schedule 13D with the SEC.

2023年10月10日 · Exchange Act Sections 13 (d) and 13 (g), along with Regulation 13D-G, require an investor who beneficially owns more than 5 percent of a covered class of equity securities to publicly file either a Schedule 13D or a Schedule 13G, as applicable.

2024年3月15日 · Schedule 13G is a filing with the U.S. Securities and Exchange Commission (SEC) that certain qualifying institutional investors must submit to disclose their ownership of …