
Schedule 13D: What It Is, How to File, Requirements, Example - Investopedia
2022年4月11日 · Schedule 13D is a form that must be filed with the SEC when a person or group acquires more than 5% of a voting class of a company's shares.
Schedules 13D and 13G - Investor.gov
When a person or group of persons acquires beneficial ownership of more than five percent of a voting class of a company’s equity securities registered under the Securities Exchange Act, they are required to file a Schedule 13D with the SEC.
Exchange Act Sections 13(d) and 13(g) and Regulation 13D-G …
2025年2月11日 · Section 13 (d) (6) (A) provides an exemption from the application of Section 13 (d) only in relation to those securities that an issuer acquires through a registered stock-for-stock exchange, such as in a merger where the shares of the …
File Schedule 13D, Schedule 13G, and Corresponding Amendments
Navigate through the sections of the Schedule 13D or Schedule 13G using the left-hand side menu to complete the filing, or by using the “Next” arrow at the bottom of the page. Additional documents, such as Exhibits to a Schedule 13D, may be attached under the Documents section.
SEC Adopts Amendments to Beneficial Ownership Reporting Rules …
2023年10月30日 · Any person who acquires beneficial ownership of more than 5% of a voting class of registered equity securities is required to file a statement on Schedule 13D, unless the filer is eligible to file a Schedule 13G. Qualified institutional investors (Rule 13d-1 (b)).
17 CFR § 240.13d-1 - Filing of Schedules 13D and 13G.
(a) Any person who, after acquiring directly or indirectly the beneficial ownership of any equity security of a class which is specified in paragraph (i) (1) of this section, is directly or indirectly the beneficial owner of more than five percent of the class shall, within five business days after the date of the acquisition, file with the Comm...
What Can a Schedule 13D Tell an Investor?
2022年8月19日 · A Schedule 13D is a document that must be filed with the Securities and Exchange Commission (SEC) within 10 days of the purchase of more than 5% of the shares of a public company by an investor or...
Schedule 13D Filing - Overview, Requirements, Shareholders >5%
2024年2月10日 · Schedule 13D is a mandatory filing with the SEC whenever an individual or entity acquires over 5% ownership in a publicly traded company, serving as a "beneficial ownership report."
Schedule 13D: What It Is, How to File, Requirements, Example (2025)
6 天之前 · Schedule 13D is a form that must be filed with the U.S. Securities and Exchange Commission (SEC) when a person or group acquires more than 5% of a voting class of a company's equity shares. Schedule 13D must be filed within 10 days of …
Schedule 13D: What It Is; How to File; Requirements; Example
Schedule 13D is a regulatory filing required by the United States Securities and Exchange Commission (SEC) from individuals or groups that acquire more than 5% of a company's publicly traded securities.