什么是附表 13d？ 当个人或团体获得超过 5% 的公司股权时必须向美国证券交易委员会 (sec)提交的表格。附表 13d 必须在申报人达到 5% 股权后的 10 天内提交。附表 13d 也称为“实益所有权报告”。 了解附表 13d. 投资者可能出于多种原因决定购买大量上市公司的股份。

2025年2月11日 · Rule 13d-3(d)(1)(i) states that a security holder is deemed to beneficially own any underlying securities that the security holder has the right to acquire within sixty days, including the right to acquire through conversion.

Log in to the EDGAR Online Forms website and follow these steps. Select either "Schedule 13D” or “Schedule 13G” on the left-hand side menu. On next page, select “Schedule 13D” or, if filing an amendment to a previously filed Schedule 13D, “Amendment to Schedule 13D.”

Instruction. For computations regarding securities which represent a right to acquire an underlying security, see Rule 13d-3(d)(1) and the note thereto. ITEM 6. CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIPS WITH RESPECT TO SECURITIES OF THE ISSUER

2024年2月10日 · Schedule 13D is a mandatory filing with the SEC whenever an individual or entity acquires over 5% ownership in a publicly traded company, serving as a "beneficial ownership report." It aims to provide transparency to stakeholders by disclosing significant ownership changes, intentions behind the acquisition (e.g., takeover or investment), and ...

2024年1月26日 · 13D報告可以在美國證監會的 EDGAR 檔案系統中的檔案類型搜尋「SC 13D」獲得，散戶投資者可以透過13D了解到公司現有股東、董事或管理層的持股變化。 「Schedule 13G (簡稱13G)」與13D的目的和功能相似，同樣要求持股超過5%的股東向公眾披露所持有的股份倉位，如果是持股時間5%到10%，需要在45個自然日內隨身攜帶，如果超過10%，則需要在10個工作天內隨身攜帶。 13G與13D唯一的分別在於13G中披露的主體需要向SEC證明無意透過所持有 …

2023年11月10日 · Sections 13 (d) and 13 (g) of the Securities Exchange Act of 1934 require investors who beneficially own (directly or indirectly) more than 5 percent of a covered class of equity securities to publicly file a Schedule 13D or 13G.

2015年6月16日 · This Schedule 13D/A (“Schedule 13D/A”) amends the following sections of the Schedule 13D filed with the Securities and Exchange Commission on July 1, 2013 and amended on July 24, 2013 and January 23, 2014 (“Schedule 13D”).

2022年8月19日 · A Schedule 13D is a document that must be filed with the Securities and Exchange Commission (SEC) within 10 days of the purchase of more than 5% of the shares of a public company by an investor...

本第14号修正案对附表13d作了修订和补充，以包括下列资料。 自本第14号修正案之日起，报告人（定义如下）不再是发行人普通股百分之五（5%）以上的实益拥有人。