2022年6月23日 · Failure to submit the 13F-HR (or 13F-HR/A, as appropriate) as one document with all three parts combined in one file (e.g., submission of a file consisting of only the Form 13F Information Table) will result in a filing that is incomplete or otherwise inaccurate. Any such incomplete or inaccurate filing is required to be amended.

Form 13F was adopted pursuant to statutory directive designed to increase the public availability of information regarding the securities holdings of larger institutional investors. The Form 13F data sets are extracted from the eXtensible Markup Language (XML) based portion of Form 13F submissions in EDGAR.

Form 13F for reports to the Commission required by Section 13(f) of the Securities Exchange Act of 1934 [15 U.S.C. 78m(f)] (“Exchange Act”) and rule 13f-1 [17 CFR 240.13f-1] thereunder. Rule 13f-1(a) provides that every Manager which exercises

Form 13F was adopted pursuant to statutory directive designed to provide the Commission with data from larger managers about theirinvestment activities and holdings. The FORM 13F data sets are extracted from EDGAR FORM 13F XML filings in a flat file format to assist users in constructing the data for analysis. The data will be published quarterly.

2025年2月7日 · The Securities and Exchange Commission today provided a temporary exemption from compliance with Rule 13f-2 under the Securities Exchange Act and from reporting on Form SHO. As a result of the exemption, filings on initial Form SHO reports from institutional investment managers that meet or exceed certain specified thresholds will be due by Feb ...

It is made available for use in the preparation of reports filed with the Securities and Exchange Commission pursuant to Rule 13f-1 [17 CFR 240.13f-1] under Section 13(f) of the Securities Exchange Act of 1934. An updated list is published on a …

The Form 13F Data Sets are now available for download. The Form 13F Data Sets provide the securities holding information required of institutional investment managers pursuant to Section 13(f) of the Securities Exchange Act of 1934, as made publicly available in structured Form 13F filings with the Commission.

FORM 13F FORM 13F INFORMATION TABLE: OMB APPROVAL: OMB Number: 3235-0006: Estimated average burden: hours ...

• Amend rule 13f-1 and Form 13F to raise the reporting threshold from $100 million to $3.5 billion to account for the changes in the size and structure of the U.S. equities market since 1975; and • Eliminate the omission threshold for individual securities on Form 13F.

2024年9月30日 · Form 13F-HR - Quarterly report filed by institutional managers, Holdings: