2022年4月22日 · The Financial Conduct Authority has raised concerns over the adequacy of challenger banks’ defences against financial crime, after a “substantial” increase in suspicious …

2023年10月27日 · An independent review into how NatWest handled the closure of politician Nigel Farage’s Coutts account uncovered potential regulatory breaches by the bank that are …

2024年3月5日 · Financial firms’ anti-money laundering controls aren’t keeping up with business growth, the U.K.’s Financial Conduct Authority (FCA) says. The regulator warned a broad …

A senior U.S. Department of Justice official said Thursday that the Trump administration's focus on government efficiency will include "aggressively" enforcing the False Claims Act, including a ...

The bank provides guidance on recognising red flags in trade finance transactions. No clear escalation procedures for high-risk transactions. Procedures fail to take account of the parties …

5 天之前 · The FCA flags that sell-side wholesale firms subject to the IFPR should, by definition, not be globally systemic; however, many are key participants in certain specific markets like …

2025年2月25日 · The UK’s Financial Conduct Authority (FCA) has found that most financial advice firms are delivering suitability reviews as required, but gaps remain in a small number …

2022年4月22日 · A recent review conducted by the Financial Conduct Authority (FCA), has found that some challenger banks have significant weaknesses within their financial crime controls, …

2023年6月29日 · The Financial Conduct Authority (FCA), the UK conduct regulator for financial services firms and financial markets, announced today the publication of a letter to banks and …

2023年6月29日 · Sustainability-linked loans are supposed to facilitate the transition to a low-carbon economy, but a review by the U.K.’s Financial Conduct Authority (FCA) finds an array …