IARD is an electronic filing system that facilitates investment adviser registration, exempt reporting adviser filing, regulatory review, and the public disclosure information of registered investment …

Below you will find the steps outlined for registering online via IARD and Web CRD and links that provide more detailed information for each step. Steps To Registering Online: Step 1 - …

How to Access IARD The FINRA Entitlement Program provides authorized users a secure means to access participating applications with a single user ID and password.

2011年11月28日 · Electronic Filing for Investment Advisers on IARD: What Is IARD? Beginning in January 2001, investment advisers register and submit filings to the SEC through a new …

Welcome to the Investment Adviser Registration Depository (IARD) Homepage with current information about IARD, electronic filing and related information for SEC Registered …

Instructions for using the electronic filing system, IARD, to register with the SEC as an Investment Adviser.

The IARD system is generally available Monday through Friday from 5 a.m. until 11 p.m. Eastern Time. System availability on Saturdays and holidays may vary, please refer to the IARD …

The Investment Adviser Registration Depository (IARD) functions as a one-stop electronic filing system for investment advisers. All SEC-registered investment advisers and investment …

FINRA, the operator of the IARD TM system, is developing FINRA Gateway, a new platform that will consolidate the compliance work currently performed across multiple FINRA-administered …

The IARD system has three objectives: (1) to create a regulatory system for Investment Advisers to improve overall regulation of advisers, (2) to make information about Investment Advisers …