JPMorgan fined nearly $350 million for inadequate trade reporting
2024年3月14日 · JPMorgan Chase & Co has been fined $348.2 million by a pair of U.S. bank regulators over its inadequate program to monitor firm and client trading activities for market misconduct, the Federal...
JPMorgan fined almost $350M over trade surveillance program
2024年3月14日 · The OCC said it found that JPMorgan failed to monitor billions of instances of trading activity on at least 30 global trading venues. It issued a cease and desist order that required JPMorgan to take corrective actions to improve its program.
JPMorgan fined $4 million for deleting 47 million emails ... - CNN
2023年6月23日 · The Securities and Exchange Commission fined JPMorgan Chase $4 million for mistakenly deleting 47 million emails, many of which the regulator was trying to access as part of multiple probes.
OCC Assesses $250 Million Civil Money Penalty Against JPMorgan …
2024年3月14日 · The Office of the Comptroller of the Currency (OCC) today announced a $250 million civil money penalty against JPMorgan Chase Bank, N.A. (JPMC) related to deficiencies in its trade surveillance program.
JPMorgan fined nearly $350 million for inadequate trade reporting
2024年3月14日 · WASHINGTON (Reuters) -JPMorgan Chase & Co has been fined $348.2 million by a pair of U.S. bank regulators over its inadequate program to monitor firm and client trading activities for market...
JPMorgan Chase Has Paid $38,995,000,000 in Fines for Banking ...
2023年7月8日 · A recent $4 million fine issued by the SEC against the banking giant will bring the amount of money JPMorgan has paid for banking, securities and additional fines since 2000 to $38.995 billion. That’s according to data from the Violation Tracker, a comprehensive corporate misconduct database that is currently updated to just before the new ...
JPMorgan Fined $348 Million for Lapses in Trade Monitoring
2024年3月14日 · On Thursday, the bank’s main federal regulator, the Office of the Comptroller of the Currency, fined JPMorgan $250 million over the omissions. The action followed a $98.2 million penalty from ...
Federal Reserve Board issues enforcement action against JPMorgan …
2024年3月14日 · The Federal Reserve Board on Thursday issued an enforcement action against JPMorgan Chase & Co. and fined the firm approximately $98.2 million for an inadequate program to monitor firm and client trading activities for market misconduct.
JPMorgan Chase Fined Almost $350 Million By Federal Reserve - Forbes
2024年3月14日 · JPMorgan Chase was fined $348.2 million by the Federal Reserve Thursday over an “inadequate program to monitor firm and client trading activities for market misconduct,” the Fed’s Board and ...
JPMorgan fined $348 million for the way it monitors trading - Yahoo Finance
2024年3月14日 · JPMorgan Chase (JPM) is paying $348 million in fines to US regulators for alleged failures to monitor the trading of its clients and employees, one of the largest such penalties paid by any...