FORM PF . This is a reference copy of Form PF. You may not send a completed printout of this form to the SEC to satisfy a filing obligation. You can only satisfy an SEC filing obligation by …

2024年2月8日 · The Securities and Exchange Commission today adopted amendments to Form PF, the confidential reporting form for certain SEC-registered investment advisers to private …

Additional FAQs are available with respect to the Form PF amendments that will be effective on March 12, 2025, as well as the amendments to Form PF adopted under the “Form PF; Event …

2011年11月16日 · § 279.9 Form PF, reporting by investment advisers to private funds. This form shall be filed pursuant to Rule 204(b)-1 (§ 275.204(b)-1 of this chapter) by certain investment …

Form PF (e.g., because it is an exempt reporting adviser) and one or more other advisers to the fund is required to file Form PF, another adviser must complete and file Form PF for that …

2024年3月12日 · Form PF will continue to require all advisers to use fiscal quarters and years to determine filing thresholds because advisers already make such calculations under 17 CFR …

Completing Form PF: A Practical Guide for Large Fund Advisers 1. General Form PF requirements for large private funds 2. Large fund reporting categories 3. Large fund initial and …

SEC Form PF is a confidential reporting form that certain registered investment advisors are required to file.

This quick reference guide demonstrates how to navigate to the amended Form PF in FINRA Gateway to create a draft filing and begin entering data. For firms that may upload Form PF as …

You must file Form PF electronically with the Form PF filing system on the Investment Adviser Registration Depository (IARD). Note to paragraph ( b ): Information on how to file Form PF is …