2021年12月31日 · The Securities and Exchange Commission (SEC) Schedule 13G form is an alternative filing for the Schedule 13D form and is used to report a party's ownership of stock which exceeds 5% of a company's...

2025年2月11日 · See Section 13 (d), which requires an "acquisition" for the application of the reporting provisions. The security holder must file the Schedule 13G within 45 days after the end of calendar year in which the class of securities was registered.

Filing persons may, in order to avoid unnecessary duplication, answer items on the schedules (Schedule 13D, 13G or TO) by appropriate cross references to an item or items on the cover page (s). This approach may only be used where the cover page item or items provide all the disclosure required by the schedule item.

Consult your counsel and Regulation 13D-G in the Code of Federal Regulations to determine if you are required to report, and 17 CFR 240.13d-1 to determine whether to report using Schedule 13D (17 CFR 240.13d-101) or Schedule 13G (17 CFR 240.13d-102).

Schedule 13G is an alternative SEC filing for the Schedule 13D which can be filed in lieu of Schedule 13D by anyone who acquires more than 5% ownership of a Section 13 security and qualifies for one of the exemptions available to the Schedule 13D filing requirement.

2025年2月8日 · Schedule 13G is a crucial document in securities regulation, providing a streamlined reporting mechanism for certain investors acquiring significant stakes in publicly traded companies. It promotes transparency in ownership structures without imposing excessive regulatory demands.

When a person or group of persons acquires beneficial ownership of more than five percent of a voting class of a company’s equity securities registered under the Securities Exchange Act, they are required to file a Schedule 13D with the SEC.

17 小时之前 · The SEC published updated Compliance and Disclosure Interpretations on the filing of Schedules 13D and 13G/Shareholder Engagement. Revised Question 103.11 – This CDI was revised to state that a ...

Schedule 13G is an official form that federal regulators may require investors to file when they purchase a significant amount of a company's stock. Here's what to know.

Check the appropriate box to designate the rule pursuant to which this Schedule is filed: x Rule 13d-1(b) o Rule 13d-1(c)