The Series 65 exam — the NASAA Investment Advisers Law Examination — is a North American Securities Administrators Association (NASAA) exam administered by FINRA. The exam consists of 130 scored questions and 10 unscored questions.

2025年1月24日 · There are no prerequisites for the Series 63 or Series 65 exams while the Series 7 exam is a corequisite for the Series 66 exam. These exams ensure that financial advisors have a firm grasp...

2024年7月29日 · Designed by the North American Securities Administrators Association (NASAA) and administered by the Financial Industry Regulatory Authority (FINRA), the Series 65 is an …

The examination, called the Series 65 exam, is designed to qualify candidates as investment adviser representatives. The exam covers topics that have been determined to be necessary to understand in order to provide investment advice to clients.

2024年10月25日 · The Series 65, also known as the Uniform Investment Adviser Law Exam, is a certification exam designed to test an individual's knowledge of investment-related principles and laws.

The Series 65 examination evaluates an applicant’s knowledge of general finance, economics and investing principles as well as legal principles set by federal and state laws. These

2024年4月12日 · The Series 65 license, known as the Uniform Investment Adviser Law Examination, qualifies individuals to provide investing and general financial advice to clients. Passing the Series 65 exam qualifies individuals as Investment Advisor Representatives (IARs).