The Sarbanes-Oxley Act ("SOX") represents the highest corporate governance compliance bar raised anywhere in the world to date. The legislation has produced a veritable blizzard of …

The Dodd-Frank Wall Street Reform and Consumer Protection Act was signed into law on July 21, 2010 by President Barack Obama. The legislation set out to reshape the U.S. regulatory …

2002年11月8日 · Question 1: Section 2(a)(7) of the Sarbanes-Oxley Act of 2002 (the "Act") defines an "issuer" as an "issuer (as defined in Section 3 of the Securities Exchange Act of …

Speech by SEC Staff: Remarks before the Practising Law Institute Fifth Annual Institute on Securities Regulation in Europe , by Alan L. Beller, Director, Division of Corporation Finance …

which the President signed into law on July 30, 2002.2 The Sarbanes-Oxley Act, among other things, creates an independent accounting oversight board; provides more enforcement tools …

You may also be able to file a retaliation complaint in federal court under Section 806 of the Sarbanes-Oxley Act of 2002 (“SOX”). You can find information about your rights and …

2003年2月5日 · We are required by law to take those comments into account and say why we accept or reject those objections. With respect to Sarbanes-Oxley, because the time given us …

4 “Corporate Backlash Over Sarbanes-Oxley: Disclosure Law Called Overly Onerous,” by Jenny Strasburg, The San Francisco Chronicle, March 23, 2005; Remarks by Daniel L. Goelzer, …

2006年9月11日 · International Financial Law Review September 2006. This article identifies the widespread global adoption of the major provisions of the Sarbanes Oxley Act of 2002 (SOX). …

2003年3月3日 · Accounting firms60 and a law firm61 noted that time may be required to develop systems related to the retention of documents (particularly electronic documents) and to train …