SEC.gov | Home
SEC Rulemaking The SEC engages in rulemaking through a transparent process guided by the Administrative Procedure Act and informed by public comment. Members of the public are …
About - SEC.gov
2025年1月23日 · The SEC’s mission is to protect investors; maintain fair, orderly, and efficient markets; and facilitate capital formation. The SEC has up to five Commissioners appointed by …
Search Filings - SEC.gov
2024年7月2日 · A search engine to find Central Index Key numbers assigned by the SEC to corporate or individual filers. Public Dissemination Service (PDS) An option to subscribe to a …
Newsroom - SEC.gov
2025年3月20日 · The Office of Public Affairs maintains SEC.gov and the agency's intranet with the ultimate goal of keeping the SEC transparent, relatable, and accountable to taxpayers and …
Press Releases - SEC.gov
2025年3月25日 · SEC Charges New Jersey Investment Adviser and His Firm with Fraud and Other Violations: 2025-55 : March 14, 2025: SEC Extends Compliance Dates for Amendments …
SEC.gov | Resources for Investors
2024年6月28日 · The SEC provides a variety of services and tools to help people invest wisely and avoid fraud. Visit the agency's Investor.gov website, review investor alerts and bulletins, …
Submit Filings - SEC.gov
The Electronic Data Gathering, Analysis and Retrieval (EDGAR) system is the primary way for companies and individuals to submit filings to the SEC in accord with the federal securities …
SEC.gov | Rules and Regulations
2024年8月14日 · The SEC rulemaking process under the federal securities laws is designed to solicit significant public input and undergo rigorous analysis before any regulatory change …
SEC.gov | Enforcement and Litigation
The SEC’s civil law enforcement authority enables the Commission to hold violators of the federal securities laws accountable for their misconduct and recover money for the benefit of harmed …
SEC.gov | Statutes and Regulations
SRO proposed rules are subject to SEC review and published to solicit public comment. While many SRO proposed rules are effective upon filing, some are subject to SEC approval before …